It sold the previously owned 353,934 shares for $839 thousand. Their last reported 13F filing for Q4 2022 included $178,075,184 in managed 13F securities and a top 10 holdings concentration of 64.52%. Form ADV and Client Relationship Summary. How many times did it occur? The amount of regulatory assets under management is $89.07 million for 2 clients. Track performance, allocation, dividends, and risks, Annotate, download XLSX & look up similar tables, Filter, compare, and track coins & tokens. Altai Capital Management Lp is a hedge fund that manages 632.2 MM dollars in regulatory AUM and has 9 employees, of which 6 perform investment advisory functions. Critical insights, thoughtfully organized, with real-time alerts. When performance-based fees are charged, the financial advisor is paid for outperforming a benchmark, typically an index. As a financial advisory firm, Altai Capital Management can provide a variety of financial planning services for Americans. Altai also makes private equity investments. . What does this mean? The assets under management (AUM) of Altai Capital Management, L.P. is $126.31 million, all of which is managed in discretionary accounts. Stocks with a size of more than $10 billion in market cap make up The firm aims to deliver returns over multiple market cycles, focusing predominantly on credit and equity opportunities. Let's suppose that the mutual fund's portfolio consists of $1.5B in stocks, $2B in government bonds, $1.5B in corporate bonds, and $1B in cash. Why doesnt your firm use a secure website? compensation-related conflicts of interest, Types of Financial Advisors and How to Choose, What's a Fiduciary (and Why It Matters So Much). FINRA data last verified March 30, 2023. What did Elon Musk say in the last Tesla earnings call? How does your firm mitigate them? Their last reported 13F filing for Q4 2022 included $107,961,000 in managed 13F securities In the past ten years, a regulatory agency other than the SEC or CFTC has previously entered an order against this firm or an advisory affiliate in connection with an investment-related activity. See ourCookie Policyfor more information. Does the firm offer products that have performance-based fees, or does it accept performance-based fees? The firm's AUM has gone down by -13% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients. When firms are dual-registered as broker-dealers, they may be subject to compensation-related conflicts of interest, including revenue sharing from mutual funds and the sale of proprietary investment products. Incorporated. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. When operating in this dual capacity, advisors may be incentivized to implement plans as an attorney that could drive higher revenue for themselves as investment advisors. According to the last 13-F report filed with the SEC, Rishi Bajaj serves as the Chief Investment Officer at Altai Capital Management, L.P.. 2,965,832 shares of P10 Inc Com Cl A currently worth over $35.9 million and making up 24.4% of the portfolio value. By registering on our site, you will have access to additional pages and functionality such as our . You can view more information on Altai Capital Management including private fund info, contact info, top management and executives, website, email addresses, and more below: This website uses cookies to improve your experience. It manages $126.31 million of regulatory assets for 4 client accounts. Content featuring industry thought leaders, Have updates for this profile? Altai Capital Management is making waves on Wall Street after its first-ever activist investment, SunEdison, has increased nearly tenfold since the firm made its presence known in a June 2012 . (a) (b) The responses of the Reporting Persons to Rows (7) through (13) of the cover pages of this Schedule 13D are incorporated herein by reference. Namely, one hedge fund and one private equity fund. Quickly find out what the most recently closed or increased positions are. All requests for updated information should also be reported directly to the SEC and/or FINRA. Financial advisory firms charge fees in different ways, such as a percentage of your assets (aka AUM, or assets under management), an hourly fee, or a fee for a specific service. Central Index Key (CIK): 0001478982; Tip: Access up to 7 years of quarterly data. Toby Edgcumbe Symonds has been acting as President since 1 Jul 2009. What does this mean and why is it important? Digimarc Corp New Com and bought 40,000 additional shares worth around . Firm offers products that have performance-based fees; the managers of those products may be incentivized to take inappropriate risks to beat their performance benchmark. Altai Capital Eagle LP is a private equity fund operated by Altai Capital Management, L.P. and has approximately $11.7 million in assets. The firm manages $126.31 million in discretionary accounts. Each month, investor.com serves as a trusted resource to help thousands of Americans research and compare financial advisors. INTERSECT Questions to ask SEC Filings include 13F quarterly reports, 13D/G events and more. email address below and choose 'Submit'. Questions to ask Questions to ask Firm recommends securities or other investment products to advisory clients in which the firm or a related person has some other proprietary (ownership) interest that isnt related to trading or holding the security or securities themselves personally. Founded in 2018 as an unbiased resource empowering consumers to research and compare financial advisory firms, investor.com today gives consumers the tools to make smart money decisions about credit, investing, retirement planning, and more. Some firms receive these fees as payments, which creates an incentive to promote them. To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form. Whalewisdom has at least 42 13F filings, 40 13D filings, 30 13G filings, and 4 Form 4 filings. The third-largest holding is Digimarc Corp New Com worth $27.1 million and the next is OneSpan Inc worth $27 million, with 1,868,753 shares owned. $148 million Assets Under Management (AUM) As of 8th August 2022, Altai Capital Management, L.P.'s top holding is In addition, . Altai Capital Management, registered in 2009, serves 0 state (s) with a licensed staff of 4 advisors. Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter. In the past ten years, firm or an advisory affiliate has been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses. Website. Altai also makes private equity investments. What was different in Amazon's 10-K filing from 2021 vs 2020? Which recent 8-K filings mention the words, Which companies have recently filed patents about. Greater Works Wealth, Guide Wealth Management, Wealth Rescue Strategies, Tricord Investment Advisors, IVY League Financial Advisors, Was this page helpful? the total portfolio value. Altai Capital Management is a hedge fund company based in 0, 0. 100% free. Rishi Bajaj; Contact Us; Leadership. Portfolio Manager Performance 22Q4 AUM # of Holdings Performance Rank Allocation ; Altai Capital Management LP: Altai Capital Management LP: 19.90%: $105399000 . Altai Capital Management has $108M in assets under management (AUM), dropping by 6.11%. All text and design is copyright 2020 WhaleWisdom.com. The fund focuses on investments in the United States as The company is also overseeing the country's largest private fund with an AUM of around 817 billion baht. Altai Capital Management is a hedge fund company based in 0, 0. Buoyant capital markets, a shift from deposits to investment solutions, and conducive regulatory regimes have propelled growth across Asia. How do I get notified when a new S-1 is filed that mentions. They operate 3 private funds and have approximately $46.9 million in total assets under management (AUM). Phone: 212-201-5772 Fax: 800-642-2526 Website: http://www.altai.com, Private Funds Managed(3): Altai Capital Osprey Llc, Altai Capital Master Fund Ltd , Altai Capital Eagle Lp, Rank: 2213 out of 3271 hedge fund management companies, Rank: 2249 out of 3271 hedge fund management companies, Rank: 1431 out of 3271 hedge fund management companies, Rank: 1904 out of 3271 hedge fund management companies, Rank: 1994 out of 3271 hedge fund management companies, Rank: 995 out of 3271 hedge fund management companies. Alt Turnover is calculated by taking either the total MV of new purchases or Altai Capital Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. The advisory firm has several streams of revenue. With Preqin Pro, you gain an unobstructed view of all alternative asset class activity across institutional investors, fund managers, funds, portfolio companies, deals, exits, and service providers. The SEC or CFTC has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. Currently, Altai Capital Management, L.P.'s portfolio . To learn more about different types of pricing models, see our article on how much a financial advisor costs. Let's take the example of a mutual fund with a diversified portfolio of stocks and bonds and a significant cash position. It sold the previously owned 353,934 shares for $839 thousand. NEWPORT BEACH, CA 3,562,982 shares of E2open Parent Holdings Inc Com Cl A worth $31.4 million, Digimarc Corp New Com worth $27.1 million, Digimarc Corp New Com and bought 40,000 additional shares worth around, Tower View Investment Management & Research, Stocks and cryptocurrency portfolio tracker. This arrangement creates a conflict where the firm and its representatives may be incentivized to insure clients with products, including annuities and life insurance, that generate high sales commissions when lower-cost alternatives may exist. ALTAI CAPITAL MANAGEMENT, L.P. Summary News Filings Brochure Private Funds Service Providers Login Required. The total value of the fund's assets under management will be $6B. How does your firm approach insurance sales? Does your firm offer mutual funds that have 12b-1 fees? Continuing to browse, clicking I Agree, or closing this banner indicates agreement. The SEC or CFTC has previously entered an order against this firm or an advisory affiliate in connection with an investment-related activity. This statement on Schedule 13D (the Schedule 13D) relates to the common shares, par value $0.001 per share (the Common Stock) of Amber Road, Inc., a Delaware corporation (the Issuer). You can reach the main office by calling the phone number 949-326-9611 or by fax 800-642-2526. Altai Capital Management, L.P.s portfolio is diversified across 3 sectors. Company profile. Firm or an affiliate actively engages in business as a law firm or lawyer. Questions to ask for Q4 2022: commodity pool operator or commodity trading advisor, Percentage of assets under management,Fixed fees,Performance-based fees, MANAGING PRINCIPAL/CHIEF INVESTMENT OFFICER/PORTFOLIO MANAGER, CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER. 13F Data. Please provide me a list of the products and a summary of how much your firm earns from them. What does this mean? How does your firm mitigate conflicts that arise from managing accounts with differing fee structures? What conflicts do I need to be made aware of? Firm or a related person trades securities for themselves that they also recommend to their clients. The firm doesnt compensate employees in addition to the salary for bringing in new clients. Rishi Bajaj's Altai Management Is Aggressively Acquiring This Stock, Altai Capital Seeks Unique Opportunity With New Position in E2open Inc (EOPN), Rishi Bajaj's Altai Capital Management Trims Stake In This Tech Stock, Servicesource International Inc (SREV), Recro Pharma Inc (REPH): Altai Capital And Broadfin Capital's Latest Moves, Altai Capital Discloses New Position in TerraForm Power Inc. (TERP), How to Best Use Insider Monkey to Increase Your Returns, 6 Things You Didn't Know About Hedge Funds, Rishi Bajaj, Toby Symonds, And Steve Tesoriere. These commissions may be earned from the sale of investment or insurance products and are paid by the companies providing the products being sold. for ALTAI CAPITAL MANAGEMENT, L.P. Top 20 equal-weighted holdings. Currently, Altai Capital Management, L.P.'s portfolio is worth at least $148 million. Does your firm recommend securities that it or its affiliates underwrite, or in which it serves as general or managing partner? In this article, we discuss 10 stock picks of Rishi Bajaj's Altai Capital. While Altai Capital Management advises clients across a variety of portfolio sizes, the average client balance is currently $59.3 million. [1]: Altai Capital Management, L.P. is an investment fund managing more than $148 million ran by Rishi Bajaj. Which stocks have had the most recent insider buying? What does this mean and why is this important? Altai Capital Management manages $118.7 million and provides investment advisory services for 2 clients (1 advisor/client ratio). Questions to ask Altai Capital is an independent, value oriented private investment firm focused on both credit and equity opportunities Firm or related person receives soft-dollar benefits in connection with client securities transactions. The minimum investment commitment required of non-related persons ranges from $1,000,000 to $5,000,000. The total portfolio value may be much higher due to cash Track the AUM, funds, and holdings for Altai Capital Management LP over time. 50 percent of the employees work as investment advisers or researchers. Altai Capital is an independent, value oriented private investment firm focused on both credit and equity opportunities. Our system has identified the following conflict alerts. Firm or an advisory affiliate was previously found to have made false statements, omissions, or being dishonest and unfair by a regulatory agency other than the SEC or CFTC. As a Certified B Corporation, our focus is simple: people before profits. A Self-Regulatory Organization has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. The largest investments include P10 Inc Com Cl A and E2open Parent Holdings Inc Com Cl A, together worth $67.3 million. (a) This Schedule 13D is filed by: (i) Altai Capital Management, L.P., a Delaware limited partnership registered as an investment adviser with the U.S. Servicesource International Inc. (NASDAQ:SREV): Rishi Bajaj, Toby Symonds, And Steve Tesoriere's Altai Capital filed an amended 13D. Terms of Use | Disclaimers | Privacy Policy. What does this mean and why is this important? assets that are not publicly disclosed such as fixed income, real estate, or cash equivalents. Altai Capital Management is based out of Newport Beach. The largest investments include P10 Inc Com Cl A and E2open Parent Holdings Inc Com Cl A, together worth $67.3 million. Please contribute data. Altai Capital Management, L.P. closed its position in The Beachbody Company Inc Com Cl A on 15th August 2022. In the most recent 13F filing, Altai Capital Management, L.P. revealed that it had increased its stake in This could be detrimental to a client during down markets. Altai Capital Retraces Its Steps In Wausau Paper Corp. (WPP), Should Other Investors Do The Same? tips_and_updates Financial advisor education. What does this mean? As a result, unlike hedge funds, there is no historical performance for any financial advisory firm. Altai Capital Management, L.P. is an investment fund managing more than $148 million ran by Rishi Bajaj. Firm offers mutual funds that carry 12b-1 fees, which increases the total annual cost of owning the fund (with no guarantee of higher returns). 10% of the total holdings value. Home; About Us; Leadership. Stocks with a size of more than $10 billion in market cap make up 2,965,832 shares of P10 Inc Com Cl A currently worth over $35.9 million and making up 24.4% of the portfolio value. containing a link to download the .zip file of the CSV file(s) you requested. While this can be seen as "eating your own cooking," there are conflicts that may arise. Management owns 18 percent of the fund. Unlike HTTPS connections, HTTP connections are not encrypted. View Filing. . The principal office where Altai Capital Management, L.P. performs its advisory services is located at 4675 Macarthur Court, Newport Beach, CA 92660, which is also the mailing address of the firm. the MV of securities sold, whichever is less, The manager's has disclosed holdings from 12/31/10 to 12/31/22. We'll assume you're ok with this, but you can opt-out if you wish. Rishi Bajaj also disclosed a decreased stake in E2open Parent Holdings Inc Com Cl A by approximately 0.1%. No. Rishi Bajaj, Steven Tesoriere and Toby Symonds founded Altai Capital Management, L.P. in July of 2009. 10 Stock Picks of Rishi Bajaj's Altai Capital, 13D Filing: Altai Capital and Amber Road Inc. (AMBR), 13D Filing: Altai Capital and Servicesource International Inc. (SREV), 13D Filing: Altai Capital and Mobileiron Inc. (MOBL), 140 Biggest and Most Famous Activist Hedge Funds, Servicesource International Inc. (SREV): Altai Capital Slashes Stake, Loses Board Seat. assets that are not publicly disclosed such as fixed income, real estate, or cash equivalents. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). What does this mean? HTTPS://WWW.LINKEDIN.COM/COMPANY/ALTAI-CAPITAL-MANAGEMENT-L-P-, View Last Form Adv Compilation Report on Record, LIMIT THE USE OF MY SENSITIVE PERSONAL INFORMATION, % of top 20 holdings the same as top 20 most commonly held by all managers. None of the firms clients are foreign persons or businesses. the goal of creating a vehicle to compound capital over multiple market cycles. What data have companies recently filed about. Financial professionals should disclose all positions they hold (or have sold short) that they will also be recommending to their clients. The managers's latest filing has disclosed 105MM in positions, which represents 17% of the manager's regulatory AUM. For more information on how investor.com rates and reviews firms, please see the Trust Algorithm page. The average market cap of the portfolio companies is close to $12 billion. Which stocks have institutional investors recently bought or sold? This will schedule a job to export all requested 13f holdings data for this filer. The firm aims to deliver returns over multiple market cycles, focusing predominantly on credit and equity opportunities. Why does your firm believe in offering commission-based services to clients? Read through our introductory course to financial advisors. . AUM: $195.4 MM (2022-03-30) Employees: 5 (80% Investors, 0% Brokers) Phone: 949-326-9611: Address: 4675 MacArthur Court Newport Beach, CA . Altai Capital Management manages $195.4 million and provides investment advisory services for 2 clients (1 advisor/client ratio). Compare against similar firms. Altai Capital Management LP - Assets, Funds, Holdings. There are currently 10 companies in Bajajs portfolio. After all, activist hedge funds get most of their earnings from investing in companies and pushing them to provide more shareholder value. Altai Capital Management Lp is a hedge fund that manages 632.2 MM dollars in regulatory AUM and has 9 employees, of which 6 perform investment advisory functions. Become a Mission Supporter. As a result, we do not support personal reviews on the site. According to the last 13-F report filed with the SEC, Rishi Bajaj serves as the Chief Investment Officer at Altai Capital Management, L.P.. Toby E. Symonds Altai Capital started a new position in E2open Inc (NASDAQ:EOPN) with the acquisition of 1,715,657 shares on December 29th. Currently, Altai Capital Management, L.P.'s portfolio is worth at least $148 million. Firm or an advisory affiliate has previously had an investment-related civil action dismissed against them following a cash settlement in court. The investor.com website utilizes verified data from reputable sources, which includes the Securities and Exchange Commission (SEC); however, it can vary from time to time. How do I get notified when Gamestop publishes a new filing? The firm's AUM has gone down by -13% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients. divided by the total MV of the fund. Investment Advisor The majority of the companies in the funds portfolio are large-cap stocks. What does this mean and why is this important? Will anyone that was involved be involved with my accounts in any capacity? Visit Site Does your firm perform side-by-side management? Altai Capital Management Lp is a hedge fund that manages 632.2 MM dollars in regulatory AUM and has 9 employees, of which 6 perform investment advisory functions. What does this mean? Positions held by Altai Capital Management consolidated in one spreadsheet with up to 7 years of data . Currently, Altai Capital Management, L.P.'s portfolio is worth at least $148 million. What does this mean? For instance, research has shown that mutual funds that use incentive fees take on more risk than funds that do not, and tend to double down and increase their risk following a poor performance. There are currently 10 companies in Bajajs portfolio. Firm is a broker-dealer, or is affiliated with one, and may be subject to compensation-related conflicts of interest. For the most up-to-date information, please view the applicable SEC and FINRA reports above. Showing 3 of 3 known decision makers at Altai Capital, Preqin screens the most influential contacts in alternatives, so you only reach the key decision makers, Showing 1 of 1 private capital fund managed by Altai Capital. View the latest funds and 13F holdings. DIAMOND HILL CAPITAL MANAGEMENT, INC. | DIAMOND-HILL.COM | 855.255.8955 | 325 JOHN H. MCCONNELL . Assets Under Management - AUM: Assets under management (AUM) is the total market value of assets that an investment company or financial institution manages on behalf of investors. As of 8th August 2022, Altai Capital Management, L.P.s top holding is 2,965,832 shares of P10 Inc Com Cl A currently worth over $35.9 million and making up 24.4% of the portfolio value. SEC form, multiple filers or classes of filers, and much more.***. HTTPS://WWW.LINKEDIN.COM/COMPANY/ALTAI-CAPITAL-MANAGEMENT-L-P- A domestic or foreign court has previously found firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations. It doesn't provide financial planning services to its clients. Questions to ask Altai Capital Management's largest holding is Digimarc Corp with shares held of 2,879,829. April 25, 2023. This statement on Schedule 13D (the Schedule 13D) relates to the common shares, par value $0.0001 per share (the Common Stock) of MobileIron, Inc., a Delaware corporation (the Issuer). Currently, their heaviest sector is Technology making up 18.8% of Firm performs side-by-side management with accounts that have differing fee structures. Firm or an advisory affiliate has previously been fined or ordered to cease and desist activity by the SEC or CFTC. [2]: Regulatory disclosures state that firm sells proprietary investments and products. Side-by-side management can create an incentive for the advisor to favor the larger funds, potentially leading to unequal trading costs and unfavorable trade executions for their clients. What percentage of income does your firm receive from fees versus commissions? When completed, an email will be sent to the email address you specify Any data inaccuracies, please contact our team. 10% of the total holdings value. What does this mean and why is it important? Access effective, reliable, and comparable fund performance data and place your firm or portfolio within the context of the alternative assets market. Sorry, no results has been found matching your query. Altai Capital Management, L.P. Jan 2019 - Present 4 years 4 months. Firm or an advisory affiliate has previously had their authorization to act as an attorney, accountant, or federal contractor revoked or suspended. 20.0% of the portfolio companies The third-largest holding is Digimarc Corp New Com worth $27.1 million and the next is OneSpan Inc worth $27 million, with 1,868,753 shares owned. Dear User, In order to view news relating to specific advisers, you must be a registered user on our site. Detailed Profile of ALTAI CAPITAL MANAGEMENT, L.P. portfolio of holdings. How do I get real-time iPhone alerts when my favorite companies publish new filings. This arrangement creates a conflict where the firm and its representatives may be motivated to insure clients with products, including annuities and life insurance, that generate high sales commissions when lower-cost alternatives may exist. For example, front-running is when a financial professional buys or sell securities ahead of their client. These fees dont include brokerage commissions, interest, taxes, and other account expenses. How do I update this listing? . What does this mean and why is it important? the total portfolio value. This situation may lead the firm or a related person to recommend proprietary investments and products that could generate larger commissions than other similar non-proprietary products.
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